Ulises Barrera
Ulises Barrera is a registered investment advisor at J.P. Morgan Securities LLC, based in Goodyear, AZ, with 14 years of industry experience. Ulises is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
1370 N. Litchfield Road, Goodyear, AZ, 85395
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2022Customer Dispute
July 2022Other Business Activities
Ulises is an employee/contractor for LZA Holdings LLC, an animal services business focused on French bulldog breeding, sales, and related services/supplies. He dedicates minimal time to this activity, which is unrelated to his securities business.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Chase Investment Services CORP.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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