Justin Kauffman
Justin Kauffman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Goodyear, AZ, with 10 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1616 N Litchfield Rd Suite A155, Goodyear, AZ, 85395
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Justin is a registered representative at American Wealth Advisers PLLC and an independent insurance agent, spending nearly full-time on these activities. He also has referral relationships, is involved with a volleyball club and a creative arts organization, and works with a CPA firm.
Employment History
Current Registrations
Cetera Advisors LLC
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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