Justin Smith
Justin Smith is a registered investment advisor at Chicago Capital Management Advisors, LLC, based in Laguna Niguel, CA, with 13 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 620 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.25% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.5M | 1.50% |
| $2.5M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Rates shown are maximum fees for equity and asset allocation accounts. Fixed income accounts have a separate schedule starting at 1.25% for $100k-$249k and dropping to 0.50% for $5M plus. Fees are negotiable.
Fee Estimator
Location
Laguna Niguel, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Justin is the owner of First Exchange Financial LLC and a real estate sales agent, both since March 2024. Each activity takes about a quarter of his time and can occur during market hours.
Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
American Trust Investment Services, INC.
American Trust Investment Services, INC.Broker
Previous Registrations
Westpark Capital, INC.
Westpark Capital, INC.
Westpark Capital, INC.Broker
Newport Coast Asset Management
Newport Coast Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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