Shawn West is a registered investment advisor at Curafin Advisors, based in Phoenix, AZ, with 12 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 111 clients with $750M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CuraFin Advisors provides investment management services to retirement plans, charging a percentage of the plan's assets. The specific fee depends on the plan's assets and the services selected.
For plans participating in the My401(k) Pooled Employer Plan (PEP), fees are:
- Discretionary Investment Fiduciary Services (3(38) ONLY): A percentage of assets managed.
- Retirement Plan Consulting Services: A percentage of assets managed.
For plans participating in The NACC Association Pooled Employer Plan (PEP), fees are:
- Discretionary Investment Fiduciary Services (3(38) ONLY): A percentage of assets managed.
- Retirement Plan Consulting Services: A percentage of assets managed.
Fees are generally charged monthly or quarterly.
Location
4747 N 5th St., Suite 410, Phoenix, AZ, 85016
Get directionsHistory
Regulatory History (1)
Criminal
May 1998Other Business Activities
Shawn serves as an adjunct lecturer at The Plan Sponsor University (TPSU) since February 2022. He dedicates minimal time to this role and receives no compensation.
Employment History
Current Registrations
Curafin Advisors
Previous Registrations
Tmd Wealth Management
One Charles Private Wealth
Tmd & Associates, INC.
United Planners' Financial Services of America a Limited PartnerBroker
Paychex Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.