Brian Francis is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8889 Pelican Bay Boulevard, Suite 300, Naples, FL, 34108
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2024 - Present · 1 yr 7 mos
Morgan StanleyBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
UBS Financial Services INC.
January 2020 - October 2024 · 4 yrs 9 mos
UBS Financial Services INC.Broker
January 2020 - October 2024 · 4 yrs 9 mos
Morgan Stanley
December 2017 - January 2020 · 2 yrs 1 mo
Morgan StanleyBroker
December 2017 - January 2020 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLC
July 2016 - December 2017 · 1 yr 5 mos
Wells Fargo Clearing Services, LLCBroker
July 2016 - December 2017 · 1 yr 5 mos
Investors Capital Advisory
July 2015 - June 2016 · 11 mos
Investors Capital CORP.Broker
April 2015 - June 2016 · 1 yr 2 mos
Fisher Investments
September 2014 - January 2015 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - August 2014 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2012 - August 2014 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.