ES
ES

Ericson Shi

2 Years of Experience
Beverly Hills, CA
Broker

Ericson Shi is a registered investment advisor at Cetera Investment Advisers LLC, based in Beverly Hills, CA, with 2 years of industry experience. Ericson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

9378 Wilshire Blvd Ste 100, Beverly Hills, CA, 90212

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ericson performs administrative duties for PRJ Group, a real estate investment firm, dedicating a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2023 - Present · 2 yrs 6 mos
Cetera Investment Services LLCBroker
July 2023 - Present · 2 yrs 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ericson Shi - Financial Advisor | TrueAdvisor