PK
PK

Patricia Gowan Klein

13 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
14 advisors
Number of Clients
43 clients
Average Client Portfolio
$13.6M average
Assets Under Management
$584.8M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

1221 Post Road East, E Westport, CT, 06880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patricia is an Investment Advisory Representative and an agent at Spirit of America Management Corporation, an affiliated company.

Employment History
Current Registrations
Spirit of America Management CORP
March 2018 - Present · 7 yrs 11 mos
David Lerner Associates, INC.Broker
October 2012 - Present · 13 yrs 4 mos
State Registrations38 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.