John Dee

12 Years of Experience

Omaha, NE

1 Disclosure

John Dee is a registered investment advisor at Sterling Financial Advisors, LLC, based in Omaha, NE, with 12 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Retirement Planning. Their firm serves 181 clients with $140M in assets under management.

Sterling Financial Advisors, LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

4 advisors

IM Fee

Planning only

Assets Under Management

$143.0M

Fee Structure

Minimum Investment:$250K

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

Omaha, NE

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

November 2010

View Full SEC Report How to Read Disclosures

Other Business Activities

John owns a vacation cabin rental property. He spends a few hours per week facilitating rentals and handling accounting tasks, with minimal time during trading hours.

Employment History

Current Registrations

Sterling Financial Advisors, LLC

April 2013 - Present · 13 yrs 1 mo

State Registrations2 states

MNNE

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

More financial advisors in Omaha, NE →All financial advisors in Nebraska →