Mary Jochim
Mary Jochim is a registered investment advisor at Sterling Financial Advisors, LLC, based in Omaha, NE, with 47 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Retirement Planning. Their firm serves 181 clients with $140M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Omaha, NE
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2003Customer Dispute
July 2003Customer Dispute
October 2002Customer Dispute
September 1994Other Business Activities
Mary owns a vacation cabin rental property. She spends minimal time facilitating rentals.
Employment History
Current Registrations
Sterling Financial Advisors, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Kirkpatrick, Pettis, Smith, Polian INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.