Justin Bates
Justin Bates is a registered investment advisor at LPL Financial LLC, based in Amarillo, TX, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7010 SW 45th Ave Bldg. 1 Ste 3, Amarillo, TX, 79109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Justin operates ICA Group and Shoreline Planning Partners LLC as DBAs for his LPL business. He also works as an agent selling term and whole life insurance, dedicating full-time hours to this activity, and is a financial advisor with Synchonize, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ica Group Wealth Management, LLC
Swan Global Investments, LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.