NW
NW

Nickolas Waggoner

4 Years of Experience
2 Disclosures
Areas of Practice
Investment Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
44 clients
Average Client Portfolio
$779K average
Assets Under Management
$34.3M

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Pacific Advisory Capital Group charges a fee for managing your investments, calculated as a percentage of the amount in your account. This fee is negotiable and typically billed quarterly. The percentage charged ranges from 0.15% to 2.00% of your account value. The firm may combine account values of family members to determine the applicable advisory fee.

Loading...

Location

Los Angeles, CA

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2016
Final
Employment Separation After Allegations
June 2015
Other Business Activities

Nickolas owns 2nd Amendgents, LLC, a clothing business, and spends minimal time on it. He also works as an analyst at Pacific Advisory Group, performing due diligence, and dedicates minimal time to this role. Additionally, Nickolas is involved with Sootchy, Inc., a financial technology company, spending a few hours per week.

Employment History
Current Registrations
The Pacific Group
February 2023 - Present · 3 yrs 1 mo
Previous Registrations
AXA Advisors, LLC
July 2014 - June 2015 · 11 mos
AXA Advisors, LLCBroker
August 2013 - June 2015 · 1 yr 10 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.