Mark Haefele is a registered investment advisor, based in Zurich, with 11 years of industry experience.
Location
Bahnhofstrasse-45, Zurich, 8001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark is involved with HHBS Family Investments, LP, a family-owned limited partnership, and Rosevale West LLC, a family-owned multi-member LLC. Both activities involve investments and are expected to continue until 2032.
Employment History
Current Registrations
UBS Securities LLC
November 2014 - Present · 11 yrs 6 mos
UBS Securities LLCBroker
November 2014 - Present · 11 yrs 6 mos
UBS Financial Services INC.
September 2014 - Present · 11 yrs 8 mos
UBS Financial Services INC.
August 2014 - Present · 11 yrs 9 mos
UBS Financial Services INC.Broker
August 2014 - Present · 11 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.