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Kevin Rhodes

13 Years of Experience
Princeton, WV
BrokerSells Insurance

Kevin Rhodes is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Princeton, WV, with 13 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

200 S Walker St, Princeton, WV, 24740

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kevin earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also coaches basketball, owns Swish Properties LLC, and owns P Squared LLC for receiving WMC compensation.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2014 - Present · 12 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
December 2012 - Present · 13 yrs 5 mos
State Registrations38 states
ALARAZCACODCFLGAIAINKYLAMAMDMIMNMOMSMTNCNDNENJNMNVNYOHPARISCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kevin Rhodes - Financial Advisor | TrueAdvisor