Adam Vaal is a ChFC-designated registered investment advisor at Vaal Financial, LLC, based in Indianapolis, IN, with 11 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 13 clients with $820K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.30% |
| $250K - $1.0M | 1.00% |
| $1M+ | 0.70% |
All fees are negotiable.
Fee Estimator
Location
Indianapolis, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam consults for multifamily real estate developers on project financing since February 2023. This non-investment related activity takes a significant amount of his time (approximately 40 hours per month, or about a quarter of his time).
Employment History
Current Registrations
Vaal Financial, LLC
Previous Registrations
Fdx Advisors, INC.
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
PNC InvestmentsBroker
PNC Investments
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.