CC
CFP
CC
CFP
Christopher Caruso is a CFP-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 12 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2014 - Present · 11 yrs 11 mos
Neuberger Berman Bd LLC
June 2014 - Present · 11 yrs 11 mos
Neuberger Berman Bd LLCBroker
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
December 2012 - September 2013 · 9 mos
UBS Financial Services INC.Broker
November 2012 - September 2013 · 10 mos
State Registrations29 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.