TrueAdvisor
TrueAdvisor
NM
NM

Nicole Mcwilliams

Cambridge Investment Research Advisors, INC.
12 Years of Experience
Glen Allen, VA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Nicole Mcwilliams is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Glen Allen, VA, with 12 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4801 Cox Rd. Ste 102, Glen Allen, VA, 23060

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2025
Final
Financial
June 2024
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Nicole works as an advisory representative of an RIA, spending nearly full-time on this activity. She dedicates a significant portion of that time to trading.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2025 - Present · 1 yr 8 mos
Cambridge Investment Research, INC.
February 2025 - Present · 1 yr 8 mos
Cambridge Investment Research, INC.Broker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Sentinel Securities, INC.Broker
May 2024 - January 2025 · 8 mos
Sentinel Pension Advisors INC
April 2024 - January 2025 · 9 mos
Cambridge Investment Research, INC.Broker
February 2016 - April 2024 · 8 yrs 2 mos
Cambridge Investment Research Advisors, INC.
February 2016 - April 2024 · 8 yrs 2 mos
Quad City Investment Advisors
March 2015 - January 2016 · 10 mos
LPL Financial LLC
January 2015 - February 2016 · 1 yr 1 mo
LPL Financial LLCBroker
January 2015 - February 2016 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2012 - July 2013 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - July 2013 · 8 mos
State Registrations5 states
ALCTILMOVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Glen Allen, VA →All financial advisors in Virginia →
Nicole Mcwilliams - Financial Advisor | TrueAdvisor