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Charles Hammond

Cambridge Investment Research Advisors, INC.
28 Years of Experience
Glen Allen, VA
1 DisclosureBrokerSells Insurance
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Charles Hammond is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Glen Allen, VA, with 28 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

4801 Cox Rd., Ste. 102, Glen Allen, VA, 23060

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles is the President and an independent insurance agent for various independent insurance companies through Hammond Holdings Inc. He is also the co-founder of The 401k Study Group and an advisory representative of a RIA, CIRA, as well as a marketing and social media consultant for TAG Advisors and a director at TAG Retire. Finally, Charles is an author and owner at Hammond Holdings Inc, dedicating minimal time to this role.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
July 2012 - Present · 13 yrs 10 mos
Cambridge Investment Research Advisors, INC.
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Sigma Financial CorporationBroker
November 2005 - July 2012 · 6 yrs 8 mos
Spc
November 2005 - July 2012 · 6 yrs 8 mos
Princor Financial Services Corporation
November 2000 - November 2005 · 5 yrs
Princor Financial Services CorporationBroker
July 2000 - November 2005 · 5 yrs 4 mos
MML Investors Services, INC.Broker
February 1998 - July 2000 · 2 yrs 5 mos
State Registrations18 states
ARCACOCTFLIAILINMAMDMONCNMOHPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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