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Charles Hammond

Cambridge Investment Research Advisors, INC.
28 Years of Experience
Glen Allen, VA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Hammond is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Glen Allen, VA, with 28 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4801 Cox Rd., Ste. 102, Glen Allen, VA, 23060

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles is the President and an independent insurance agent for various independent insurance companies through Hammond Holdings Inc. He is also the co-founder of The 401k Study Group and an advisory representative of a RIA, CIRA, as well as a marketing and social media consultant for TAG Advisors and a director at TAG Retire. Finally, Charles is an author and owner at Hammond Holdings Inc, dedicating minimal time to this role.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
July 2012 - Present · 14 yrs 3 mos
Cambridge Investment Research Advisors, INC.
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Sigma Financial CorporationBroker
November 2005 - July 2012 · 6 yrs 8 mos
Spc
November 2005 - July 2012 · 6 yrs 8 mos
Princor Financial Services Corporation
November 2000 - November 2005 · 5 yrs
Princor Financial Services CorporationBroker
July 2000 - November 2005 · 5 yrs 4 mos
MML Investors Services, INC.Broker
February 1998 - July 2000 · 2 yrs 5 mos
State Registrations19 states
ALARCACOCTFLIAILINMAMDMONCNMOHPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Charles Hammond - Financial Advisor | TrueAdvisor