Kathleen Thompson is a registered investment advisor, based in Enfield, CT, with 13 years of industry experience.
Location
Enfield, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
May 2025 - Present · 1 yr
Empower Financial Services, INC.
May 2025 - Present · 1 yr
Empower Financial Services, INC.Broker
May 2025 - Present · 1 yr
Previous Registrations
Voya Financial Partners, LLCBroker
February 2025 - April 2025 · 2 mos
Voya Financial Advisors, INC.
May 2018 - April 2025 · 6 yrs 11 mos
Voya Financial Advisors, INC.Broker
October 2013 - April 2025 · 11 yrs 6 mos
Directed Services LLCBroker
October 2012 - November 2013 · 1 yr 1 mo
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.