Nicholas Coccio is a registered investment advisor, based in Hartford, CT, with 11 years of industry experience.
Location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
Get directionsHistory
Regulatory History (2)
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Criminal
April 2009Final Disposition
Criminal
March 2009Final Disposition
Employment History
Current Registrations
Vp Distributors LLCBroker
January 2026 - Present · 6 mos
Vp Distributors LLC
January 2026 - Present · 6 mos
Virtus Investment Advisers, LLC
January 2026 - Present · 6 mos
Previous Registrations
Zacks Investment Management, INC.
December 2025 - January 2026 · 1 mo
Ategenos Capital, LLC
March 2024 - December 2025 · 1 yr 9 mos
Russell Investments
November 2018 - February 2024 · 5 yrs 3 mos
Russell Investments Financial Services, LLCBroker
April 2018 - February 2024 · 5 yrs 10 mos
Amundi Pioneer Institutional Asset Management, INC.
April 2016 - March 2018 · 1 yr 11 mos
Amundi Pioneer Distributor, INC.Broker
July 2014 - March 2018 · 3 yrs 8 mos
State Registrations3 states
CTNYRI
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.