Gerald Rocheleau
Gerald Rocheleau is a registered investment advisor at Osaic Wealth, INC., based in Birmingham, AL, with 10 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3535 Grandview Parkway, Suite 500, Birmingham, AL, 35243
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2013Other Business ActivitiesSells Insurance
Gerald works as a Senior Advisor Consultant at Highland Capital, focusing on insurance sales and support for other agents, dedicating full-time hours to this role. He also works as an IAR and a Financial Planner & Owner at 6'6 Financial, spending a few hours per week on each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Centaurus Financial, INC.Broker
Summit Brokerage Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.