PD
CFP
PD
CFP

Philip D'unger

13 Years of Experience
Raleigh, NC
Broker

Philip D'unger is a CFP-designated registered investment advisor, based in Raleigh, NC, with 13 years of industry experience.

Location

4208 Six Forks Rd, Suite 1700, Raleigh, NC, 27609

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Philip volunteers with Family Reach doing financial planning for cancer patients, and with VITA/TCE providing tax assistance. He also teaches CFP materials for Kaplan, is a board member for Families Together, and is treasurer for Underwood GT Magnet Elementary School Foundation.

Employment History
Current Registrations
Captrust
March 2018 - Present · 8 yrs 2 mos
Capfinancial Securities, LLC.Broker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Horace Mann Investors, INC.
August 2017 - March 2018 · 7 mos
Horace Mann Investors, INC.Broker
August 2017 - March 2018 · 7 mos
Strategic Advisers, INC.
December 2013 - July 2017 · 3 yrs 7 mos
Fidelity Brokerage Services LLCBroker
November 2012 - July 2017 · 4 yrs 8 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Philip D'unger - Financial Advisor | TrueAdvisor