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Derek Ghiotto

PNC Wealth Management
12 Years of Experience
Naperville, IL
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Derek Ghiotto is a registered investment advisor at PNC Wealth Management, based in Naperville, IL, with 12 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2772 W 75th St, Naperville, IL, 60564

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2020
Settled
Customer Dispute
May 2020
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
October 2014 - Present · 12 yrs
PNC Wealth Management LLCBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
November 2012 - July 2013 · 8 mos
State Registrations19 states
AZCACOFLILINKYMDNCNVNYOHPASCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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