Keith Sowada is a registered investment advisor, based in St Cloud, MN, with 12 years of industry experience.
Location
400 1st Street S Ste 300, Ste 300, St Cloud, MN, 56301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLC
April 2025 - Present · 1 yr 1 mo
Cetera Financial Specialists LLC
April 2025 - Present · 1 yr 1 mo
Cetera Wealth Services, LLC
April 2025 - Present · 1 yr 1 mo
Cetera Advisors LLCBroker
April 2025 - Present · 1 yr 1 mo
Cetera Financial Specialists LLCBroker
April 2025 - Present · 1 yr 1 mo
Cetera Wealth Services, LLCBroker
April 2025 - Present · 1 yr 1 mo
Cetera Investment Services LLCBroker
July 2019 - Present · 6 yrs 10 mos
Cetera Investment Services LLC
July 2019 - Present · 6 yrs 10 mos
Cetera Investment Advisers LLC
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Thrivent Investment Management INC.
November 2013 - July 2019 · 5 yrs 8 mos
Thrivent Investment Management INC.Broker
July 2013 - July 2019 · 6 yrs
Edward JonesBroker
February 2013 - March 2013 · 1 mo
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.