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SL
CFP
SL
CFP

Steven Lim

Founders Financial Securities, LLC
11 Years of Experience
Columbia, MD
BrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Lim is a CFP-designated registered investment advisor at Founders Financial Securities, LLC, based in Columbia, MD, with 11 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 9,870 clients with $4.1B in assets under management.

Founders Financial Securities, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
9,870 clients
Average Client Portfolio
$419K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1M+1.40%

Fees vary by program and are negotiable. Maximum rates reach up to 2.75% depending on the specific program selected. The schedule reflects Private Wealth Solutions tiers; other programs charge flat percentage rates up to 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9250 Rumsey Road, Suite 103, Columbia, MD, 21045

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is the Vice President and Director of Planning at LIM Financial Group, where he assists with investment and insurance sales, dedicating significantly more than full-time hours to this role. He also owns 50% of USJGMA, LLC (DBA U.S. Jow Ga Martial Arts), a martial arts school, where he is an admin manager and senior instructor, spending about 10-20% of his time.

Employment History
Current Registrations
Founders Financial Securities, LLC
March 2016 - Present · 10 yrs 7 mos
Founders Financial Securities LLCBroker
September 2015 - Present · 11 yrs 1 mo
State Registrations5 states
ILMDNCPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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