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Nathan Rogers

Ep Wealth Advisors
12 Years of Experience
Walnut Creek, CA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Nathan Rogers is a registered investment advisor at Ep Wealth Advisors, based in Walnut Creek, CA, with 12 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 20,738 clients with $45B in assets under management.

Ep Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
339 advisors
Number of Clients
20,738 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$45.1B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)

EP Wealth Advisors charges an annual fee based on a percentage of the total value of your investment portfolio. The fee schedule varies depending on your specific arrangement, and rates are typically negotiable based on relationship size and complexity. Fees are usually billed either quarterly in advance or quarterly in arrears.

  • Standard portfolio management fees are based on a percentage of assets under management.
  • Non-discretionary accounts may be subject to higher fees than discretionary accounts.
  • Some clients who joined through firm acquisitions may retain legacy fee schedules negotiated with their original advisors.
View Full SEC Brochure

Location

1333 N California Blvd Suite 100, Walnut Creek, CA, 94596

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History

Regulatory History (1)
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Criminal
June 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nathan owns rental property in Redding, CA, and dedicates minimal time to it. He also receives residual commissions from prior insurance sales (health and other) and teaches college courses on Business Law and Business Communications for about 10-20% of his time. Additionally, he supports corporate planning and oversight at Hill Country Health and Wellness Center for a few hours per week.

Employment History
Current Registrations
Ep Wealth Advisors
February 2024 - Present · 2 yrs 8 mos
Previous Registrations
Polaris Wealth Advisory Group
January 2021 - October 2023 · 2 yrs 9 mos
TD Ameritrade, INC.
February 2018 - January 2021 · 2 yrs 11 mos
TD Ameritrade, INC.Broker
February 2018 - January 2021 · 2 yrs 11 mos
TD Ameritrade Investment Management, LLC
February 2018 - December 2020 · 2 yrs 10 mos
Scottrade Investment Management
April 2017 - February 2018 · 10 mos
Scottrade, INC.Broker
September 2015 - February 2018 · 2 yrs 5 mos
Allstate Financial Services, LLCBroker
October 2013 - September 2015 · 1 yr 11 mos
State Registrations1 state
CA
Advisor

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Exams
No exam information available for this advisor.
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