Stephanie Richman
Stephanie Richman is a CFP-designated registered investment advisor at Ep Wealth Advisors, based in Walnut Creek, CA, with 33 years of industry experience. Stephanie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Tax Planning. Their firm serves 14,834 clients with $36B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
EP Wealth Advisors offers investment management services for a fee based on a percentage of the value of your portfolio. The fee is billed either quarterly in advance or quarterly in arrears. The fees for non-discretionary accounts are higher than those for discretionary accounts. Fees are negotiable based on factors like the size and complexity of the relationship. The firm may combine account values of family members to determine the applicable advisory fee. You can terminate the agreement with written notice and receive a pro-rata refund of unearned fees.
Location
1333 N. California Street, Suite 100, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2002Other Business Activities
Stephanie owns and manages rental properties since 2010. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Ep Wealth Advisors
Previous Registrations
Richman Financial Planning
Fidelity Personal Trust Company, Fsb
Fidelity Brokerage Services LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services, INC.Broker
Smith New Court, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.