TrueAdvisor
TrueAdvisor
AS
CFP
AS
CFP

Adam Schwartz

Strategic Advisers LLC
13 Years of Experience
New York, NY
Broker
View SEC Summary
View SEC Summary

Adam Schwartz is a CFP-designated registered investment advisor at Strategic Advisers LLC, based in New York, NY, with 13 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

New York, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Strategic Advisers LLC
March 2025 - Present · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
June 2020 - Present · 6 yrs 4 mos
Fidelity Brokerage Services LLC
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2020 - March 2025 · 4 yrs 8 mos
E*trade Capital Management, LLC
March 2019 - July 2020 · 1 yr 4 mos
E*trade Securities LLCBroker
March 2019 - July 2020 · 1 yr 4 mos
AXA Advisors, LLC
June 2017 - February 2019 · 1 yr 8 mos
AXA Advisors, LLCBroker
April 2017 - February 2019 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2013 - April 2017 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - April 2017 · 4 yrs 1 mo
Morgan Stanley
February 2013 - March 2013 · 1 mo
Morgan StanleyBroker
January 2013 - March 2013 · 2 mos
State Registrations20 states
AZCACOCTFLGAHIKYMANCNHNJNYPASCSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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