BA
BA
Brian Adams
12 Years of Experience
Macedonia, OH
1 DisclosureBroker
Brian Adams is a registered investment advisor at Fifth Third Securities, INC., based in Macedonia, OH, with 12 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
943 East Aurora Rd, Macedonia, OH, 44056
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024Settled
Employment History
Current Registrations
Fifth Third Securities, INC.
January 2024 - Present · 2 yrs 9 mos
Fifth Third Securities, INC.Broker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
PNC Investments
June 2022 - January 2024 · 1 yr 7 mos
PNC InvestmentsBroker
June 2022 - January 2024 · 1 yr 7 mos
Fifth Third Securities, INC.Broker
December 2019 - June 2022 · 2 yrs 6 mos
Fifth Third Securities, INC.
December 2019 - June 2022 · 2 yrs 6 mos
Huntington Financial Advisors
May 2016 - December 2019 · 3 yrs 7 mos
The Huntington Investment CompanyBroker
May 2016 - December 2019 · 3 yrs 7 mos
PNC Investments
August 2014 - April 2016 · 1 yr 8 mos
PNC InvestmentsBroker
April 2014 - April 2016 · 2 yrs
State Registrations11 states
AZCAFLILINMINCOHPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.