Ian Southall is a registered investment advisor, based in Renton, WA, with 12 years of industry experience.
Location
900 SW 16th St, Suite 110, Renton, WA, 98057
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ian provides delivery services for Uber, Uber Eats, Lyft, and DoorDash. This takes about 10-20% of his time.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2024 - Present · 2 yrs
Cetera Investment Advisers LLC
May 2024 - Present · 2 yrs
Previous Registrations
Aspire Capital Advisors LLC
September 2023 - March 2024 · 6 mos
Equitable Advisors, LLC
March 2014 - September 2023 · 9 yrs 6 mos
Equitable Advisors, LLCBroker
February 2013 - September 2023 · 10 yrs 7 mos
State Registrations4 states
CONVORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.