DP
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Daniel Papuga

12 Years of Experience
Fairfield, CT
BrokerSells Insurance

Daniel Papuga is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fairfield, CT, with 12 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1 Eliot Place, Ste 200, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns PAPCAP LLC, a legal entity for WMC compensation and EA employment, taking about a quarter of Daniel's time. Finally, Daniel is involved in outside insurance sales/servicing, dedicating a few hours per week.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2013 - Present · 12 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
July 2013 - Present · 12 yrs 10 mos
State Registrations33 states
ALAZCACOCTDCDEFLGAILINKYMAMDMEMIMNMONCNENHNJNVNYOHPARISCTNTXVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Papuga - Financial Advisor | TrueAdvisor