CFP · ChFC

Nicholas Vali

13 Years of Experience

Newark, DE

1 DisclosureBrokerSells Insurance

Nicholas Vali is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Newark, DE, with 13 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10345 advisors

IM Fee

Planning only

Assets Under Management

$163.8B

Location

900 Prides Crossing, Newark, DE, 19713

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History

Regulatory History (1)

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Financial

July 2016

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Nicholas is an agent/broker for fixed insurance sales, spending a few hours per week on this activity. He also owns a rental property and is a partner in Links at St. Anne's, LLC, dedicating a few hours per week to each of these ventures.

Employment History

Current Registrations

Cetera Wealth Services, LLCBroker

August 2023 - Present · 2 yrs 9 mos

Cetera Investment Advisers LLC

August 2023 - Present · 2 yrs 9 mos

Previous Registrations

Securian Financial Services, INC.

March 2013 - August 2023 · 10 yrs 5 mos

Securian Financial Services, INC.Broker

January 2013 - August 2023 · 10 yrs 7 mos

State Registrations14 states

CACODCDEFLMDNCNDNJNYPASCTXVA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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