Cynthia Mason
Cynthia Mason is a registered investment advisor at Sws Advisors, INC., based in Columbus, OH, with 13 years of industry experience. Cynthia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 561 clients with $60M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Rates shown are for all assets except variable annuities, which have a separate schedule (1.00% up to $1M, 0.75% over $1M). Financial planning services may be provided to advisory clients for no additional fee.
Fee Estimator
Location
1900 Polaris Parkway, Suite 450, Columbus, OH, 43240
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cynthia owns and maintains real estate properties and is a licensed insurance agent. She may offer clients advice or products related to these activities, which could present a conflict of interest.
Employment History
Current Registrations
Sws Advisors, INC.
Omni Financial Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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