Diana Covell is a registered investment advisor at Dean Dorton Wealth Management, LLC, based in Lexington, KY, with 12 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 79 clients with $81M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.35% |
Schedule applies to accounts custodied at Fidelity. A minimum annual fee of $2,500 applies unless waived. For accounts custodied at LPL, the annual fee is a flat rate, typically ranging from 0.35% to 1.5%.
Fee Estimator
Location
250 W. Main Street, Suite 1400, Lexington, KY, 40507
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Diana is part owner of Covell Cattle, a family farm. This activity is not investment-related and takes about half of her time.
Employment History
Current Registrations
Dean Dorton Wealth Management, LLC
Previous Registrations
Cfd Investments, INC.Broker
Creative Financial Designs, INC.
Hd Vest Investment ServicesBroker
H.D. Vest Advisory Services, INC
PNC Investments
PNC InvestmentsBroker
Morgan Stanley
Morgan StanleyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.