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Michael Mcgrady

12 Years of Experience
Angier, NC
Broker

Michael Mcgrady is a registered investment advisor, based in Angier, NC, with 12 years of industry experience.

Location

Angier, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
December 2021 - Present · 4 yrs 9 mos
Transamerica Investors Securities, LLC
December 2021 - Present · 4 yrs 9 mos
Transamerica Investors Securities, LLCBroker
December 2021 - Present · 4 yrs 9 mos
Previous Registrations
LPL Financial LLC
August 2020 - November 2021 · 1 yr 3 mos
LPL Financial LLCBroker
August 2020 - November 2021 · 1 yr 3 mos
Ameriprise Financial Services, LLC.
August 2017 - August 2020 · 3 yrs
Ameriprise Financial Services, LLCBroker
August 2017 - August 2020 · 3 yrs
Ameriprise Financial Services, INC.
June 2014 - August 2017 · 3 yrs 2 mos
Ameriprise Financial Services, INC.Broker
June 2014 - August 2017 · 3 yrs 2 mos
Wells Fargo Advisors, LLC
February 2013 - June 2013 · 4 mos
Wells Fargo Advisors, LLCBroker
January 2013 - June 2013 · 5 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Mcgrady - Financial Advisor | TrueAdvisor