Steve Mone is a registered investment advisor at Morgan Stanley, based in Colchester, VT, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
105 West View Road, 5th Floor, Colchester, VT, 05446
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2019 - Present · 7 yrs 4 mos
Morgan StanleyBroker
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Esi Financial Advisors
April 2015 - January 2019 · 3 yrs 9 mos
Equity Services, INC.Broker
April 2015 - January 2019 · 3 yrs 9 mos
Edward Jones
January 2014 - December 2014 · 11 mos
Edward JonesBroker
December 2013 - December 2014 · 1 yr
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.