James Steiner is a registered investment advisor at Mosaic Wealth, based in St. Louis, MO, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 722 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mosaic Wealth charges a percentage of your portfolio's value as a wealth management fee, up to a maximum of 1.50% annually, paid quarterly in advance. The fee is based on the market value of the assets they manage. Fees are negotiable. For certain clients, Mosaic Wealth charges an advisory fee for services provided with respect to held-away accounts.
Location
1401 S. Brentwood Blvd., Suite 630, St. Louis, MO, 63144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a passive investor in Soltech Health, HSM Wealth, and Lockerdome LLC. He also serves on the advisory board for Cure Missouri - PPC Majority Group, LLC, dedicates minimal time as an owner of JP-6, LLC, and is a board member/treasurer for Lions Gate of Naples Inc., spending a few hours per week overseeing financial operations.
Employment History
Current Registrations
Mosaic Wealth
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Mosaic Family Wealth, LLC
Morgan Stanley
Morgan StanleyBroker
State Registrations2 states
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