Brett Boor is a CFA-designated registered investment advisor, based in Chicage, IL, with 12 years of industry experience.
Location
Chicage, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brett volunteers at Friendship Center Chicago, a food pantry and NGO, helping clients get food and delivering to homebound seniors. This takes about 10-20% of his time.
Employment History
Current Registrations
Invesco Distributors, INC.
September 2018 - Present · 7 yrs 8 mos
Invesco Advisers, INC.
September 2018 - Present · 7 yrs 8 mos
Invesco Distributors, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
March 2016 - September 2018 · 2 yrs 6 mos
UBS Financial Services INC.Broker
March 2016 - September 2018 · 2 yrs 6 mos
First Trust Advisors LP
November 2013 - December 2015 · 2 yrs 1 mo
First Trust Portfolios L.P.Broker
October 2013 - December 2015 · 2 yrs 2 mos
State Registrations2 states
ILTX
AdvisorBroker
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Exams
No exam information available for this advisor.