Norman Dotch is a registered investment advisor at Dotch Capital, based in Stockton, CA, with 11 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Dotch Capital charges a percentage of your portfolio each year. The fees are negotiable.
The standard fee schedule is:
- First $0 - $2,000,000: 2.50% per year
- Next $2,000,001+: 2.20% per year
There are also available client discounts based on the amount you invest:
- $0 - $50,000: 25% discount
- $50,000 - $250,000: 40% discount
- $250,001 - $1,000,000: 55% discount
- $1,000,001 - $2,000,000: 75% discount
- $2,000,001+: 80% discount
Dotch Capital also offers fixed fees for asset management:
- $0 - $499,000: $7,500
- $500,000 - $999,000: $11,000
- $1,000,000 - $1,999,000: $12,500
- $2,000,000 - $7,499,000: $37,500
- Over $7,500,000: $55,000
Location
Stockton, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Norman is an independently licensed insurance agent doing business as Dotch Capital since 2017, selling insurance products. This activity takes Norman full-time, including during securities trading hours.
Employment History
Current Registrations
Dotch Capital
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.