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Troy Foderingham

8 Years of Experience
Weehawken, NJ
1 DisclosureBroker

Troy Foderingham is a registered investment advisor at UBS Financial Services INC., based in Weehawken, NJ, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1000 & 1200 Harbor Blvd., Weehawken, NJ, 07086

Get directions

History

Regulatory History (1)
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Financial
November 2024
Final
Other Business Activities

Troy works as a referral agent for Garden State Realty Group, a model for Wilhelmina Model Mgmt, and a spokesman/promoter for K-Nice/Stay Alive Co, dedicating minimal time to each. He also works as a concierge/front desk employee for Arbor Company, a hospitality company for senior citizens.

Employment History
Current Registrations
UBS Financial Services INC.
April 2021 - Present · 5 yrs 1 mo
UBS Financial Services INC.Broker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Scottrade, INC.Broker
August 2014 - February 2016 · 1 yr 6 mos
John Thomas FinancialBroker
February 2013 - May 2013 · 3 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Troy Foderingham - Financial Advisor | TrueAdvisor