Samuel Goldberg
Samuel Goldberg is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Los Angeles, CA, with 9 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
515 S Flower St Fl 34, Los Angeles, CA, 90071
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel may earn commissions from insurance companies or brokerage agencies not affiliated with Northwestern Mutual for the sale of non-variable life, health, Medicare, annuity, disability, and/or long-term care insurance products. This activity is not investment-related.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Belpointe Asset Management LLC
Cooper Mcmanus
Cambridge Investment Research, INC.Broker
Cantella & CO., INC.Broker
Cantella & CO., INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.