David Hicks
David Hicks is a registered investment advisor at Oakmont Advisory Group, LLC, based in Albuquerque, NM, with 13 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 491 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 0.95% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.45% |
Annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee. Oakmont Advisory Group may direct clients to Signal Advisors Wealth, LLC, where the total client fee includes Oakmont's fee and a platform fee.
Fee Estimator
Location
2001 Carlisle Blvd Ne, Suite D, Albuquerque, NM, 87110-4939
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a marketing director and insurance agent at Oakmont Insurance, LLC, spending about half his time selling insurance products and services. He also owns a real estate holding company and is a board member at Oak Grove Classical Academy.
Employment History
Current Registrations
Oakmont Advisory Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.