JF
JF

Janet Fieldman

12 Years of Experience
Pueblo, CO
1 DisclosureBrokerSells Insurance

Janet Fieldman is a registered investment advisor at LPL Financial LLC, based in Pueblo, CO, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

232 S. Union Ave., Pueblo, CO, 81003

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2025
Pending
Other Business ActivitiesSells Insurance

Janet operates her LPL business through Fieldman Financial Services LLC since 2013. She is also an agent selling non-variable insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 4 yrs 9 mos
LPL Financial LLC
August 2021 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
March 2016 - September 2021 · 5 yrs 6 mos
Cambridge Investment Research, INC.Broker
March 2016 - September 2021 · 5 yrs 6 mos
Transamerica Financial Advisors, INC.
July 2014 - March 2016 · 1 yr 8 mos
Transamerica Financial Advisors, INCBroker
June 2013 - March 2016 · 2 yrs 9 mos
State Registrations11 states
AZCACOFLHIKSMONJNMNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.