Ronald Icabone
Ronald Icabone is a registered investment advisor at LPL Financial LLC, based in Pueblo, CO, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
503 N. Main St. Suite 400, Pueblo, CO, 81003
Get directionsHistory
Regulatory History (4)
Judgment / Lien
June 2019Customer Dispute
March 2003Criminal
May 2002Criminal
July 1972Other Business ActivitiesSells Insurance
Ronald is associated with Icabone and Associates for tax/investment purposes, and Ronald Icabone NVI Trails for non-variable insurance trails. Both activities require minimal time commitment and the latter is investment related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Dain Bosworth IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.