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Ronald Icabone

LPL Financial LLC
43 Years of Experience
Pueblo, CO
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Ronald Icabone is a registered investment advisor at LPL Financial LLC, based in Pueblo, CO, with 43 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

503 N. Main St. Suite 400, Pueblo, CO, 81003

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2019
Customer Dispute
March 2003
Denied
Criminal
May 2002
Final Disposition
Criminal
July 1972
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ronald is associated with Icabone and Associates for tax/investment purposes, and Ronald Icabone NVI Trails for non-variable insurance trails. Both activities require minimal time commitment and the latter is investment related.

Employment History
Current Registrations
LPL Financial LLC
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLC
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Securities America, INC.Broker
July 2016 - June 2024 · 7 yrs 11 mos
Securities America Advisors, INC.
July 2016 - June 2024 · 7 yrs 11 mos
First Allied Advisory Services, INC.
July 2012 - August 2016 · 4 yrs 1 mo
First Allied Securities, INC.
January 2007 - July 2012 · 5 yrs 6 mos
First Allied Securities, INC.Broker
December 2006 - July 2016 · 9 yrs 7 mos
UBS Financial Services INC.Broker
August 2006 - December 2006 · 4 mos
UBS Financial Services INC.
August 2006 - December 2006 · 4 mos
Piper Jaffray & CO.
January 1999 - August 2006 · 7 yrs 7 mos
Piper Jaffray & CO.Broker
July 1993 - August 2006 · 13 yrs 1 mo
Dain Bosworth IncorporatedBroker
March 1983 - July 1993 · 10 yrs 4 mos
State Registrations5 states
AZCACOSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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