Francis Sedgwick is a registered investment advisor, based in Oaks, PA, with 12 years of industry experience.
Location
One Freedom Valley Drive, Oaks, PA, 19456
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sei Investments Distribution CO.
April 2023 - Present · 3 yrs 1 mo
Sei Investments Management CORP
April 2023 - Present · 3 yrs 1 mo
Sei Investments Distribution CO.Broker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Lockwood Advisors INC
September 2016 - June 2022 · 5 yrs 9 mos
Pershing LLCBroker
May 2015 - June 2022 · 7 yrs 1 mo
Lincoln Financial Distributors, INC.Broker
March 2013 - April 2015 · 2 yrs 1 mo
State Registrations1 state
PA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.