Francis Sedgwick is a registered investment advisor at Capital Wealth Planning, LLC, based in Ambler, PA, with 12 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 12,580 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are negotiable and will not exceed 1.75% of the market value of the client's portfolio. Wrap fee programs may charge additional fees up to a combined maximum of 3.0%.
Fee Estimator
Location
Ambler, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Wealth Planning, LLC
Previous Registrations
Sei Investments Management CORP
Sei Investments Distribution CO.Broker
Lockwood Advisors INC
Pershing LLCBroker
Lincoln Financial Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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