Nikolaos Paloumbis
Nikolaos Paloumbis is a registered investment advisor at Retired Capital LLC, based in New York, NY, with 12 years of industry experience. Nikolaos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 117 clients with $6.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
For qualified clients, Retired Capital charges 2.00% of assets under management along with a 10.00% performance fee based on capital appreciation.
Fee Estimator
Location
New York, NY
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Regulatory History (1)
Customer Dispute
June 2023Other Business Activities
Nikolaos is a fund manager at VC Fund Ventures LLC since 2021, managing assets related to pre-IPO/private equity investing. He spends minimal time on this activity, both during and outside of trading hours, and expects 75% of his total yearly compensation to be derived from it.
Employment History
Current Registrations
Retired Capital LLC
Previous Registrations
Alexander Capital, L.P.Broker
Global Arena Capital CORPBroker
Spartan Capital Securities, LLCBroker
National Securities CorporationBroker
John Thomas FinancialBroker
Blackbook Capital LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.