Estefania Gorman is a registered investment advisor at Scala Capital LLC, based in Miami, FL, with 10 years of industry experience. Estefania operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 403 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Certain clients may be charged fees lower than those stated and will be negotiated on a case-by-case basis. If you have a net worth greater than $2,200,000 or Scala manages at least $1,000,000 of your assets, you may pay a performance-based fee. In such cases, you will pay a combination of an asset-based fee ranging up to 1.50% per year and an annual performance fee of a maximum of 20% per year, charged on a quarterly basis.
Fee Estimator
Location
999 Brickell Avenue, Suite 1006, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Estefania works as a delivery driver for Favor, delivering restaurant orders, groceries, and laundry. This takes about 10-20% of her time, none of which occurs during market hours.
Employment History
Current Registrations
Scala Capital LLC
Previous Registrations
First Trust Portfolios L.P.Broker
First Trust Advisors LP
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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