Estefania Gorman is a registered investment advisor at Scala Capital LLC, based in Ft Myers, FL, with 11 years of industry experience. Estefania operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 403 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees may be negotiated on a case-by-case basis. Certain qualified clients may also pay performance-based fees of up to 20% per year.
Fee Estimator
Location
Ft Myers, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Estefania works as a delivery driver for Favor, delivering restaurant orders, groceries, and laundry. This takes about 10-20% of her time, none of which occurs during market hours.
Employment History
Current Registrations
Scala Capital LLC
Previous Registrations
First Trust Portfolios L.P.Broker
First Trust Advisors LP
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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Exams
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