Bradley Smith
Bradley Smith is a registered investment advisor at MML Investors Services, LLC, based in Rochester, NY, with 11 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2290 East Ave, Rochester, NY, 14610
Get directionsHistory
Regulatory History (1)
Judgment / Lien
January 2025Other Business ActivitiesSells Insurance
Bradley owns Cardinal Wealth LLC, established in 2023, for payroll protection, and dedicates a few hours per week to it. Bradley is also an insurance agent with Pinnacle since 2025, selling life and disability insurance, dedicating minimal time to it.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Park Avenue Securities LLCBroker
MML Investors Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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