Mario Rudolph is a registered investment advisor, based in Charlotte, NC, with 12 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mario is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
April 2025 - Present · 1 yr 1 mo
Vanguard Marketing Corporation
April 2025 - Present · 1 yr 1 mo
Vanguard Advisers, INC.
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Advice and Planning Services
February 2016 - July 2024 · 8 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
February 2016 - July 2024 · 8 yrs 5 mos
Metlife Securities INC.
October 2013 - January 2016 · 2 yrs 3 mos
Metlife Securities INC.Broker
June 2013 - January 2016 · 2 yrs 7 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.