Susan Yang is a registered investment advisor at Morgan Stanley, based in Newport Beach, CA, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
800 Newport Center Drive, Suite 500, Newport Beach, CA, 92660
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs
Morgan StanleyBroker
May 2021 - Present · 5 yrs
Previous Registrations
Goldman Sachs & CO. LLCBroker
May 2020 - December 2020 · 7 mos
Hightower Advisors, LLC
July 2019 - April 2020 · 9 mos
Lourdmurray
August 2018 - August 2019 · 1 yr
UBS Financial Services INC.Broker
January 2018 - May 2018 · 4 mos
UBS Financial Services INC.
January 2018 - May 2018 · 4 mos
Lourdmurray
May 2017 - January 2018 · 8 mos
Morgan Stanley
January 2015 - November 2016 · 1 yr 10 mos
Morgan StanleyBroker
January 2015 - November 2016 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - December 2014 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2014 - December 2014 · 1 mo
Morgan Stanley
August 2014 - November 2014 · 3 mos
Morgan StanleyBroker
May 2014 - November 2014 · 6 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.