Nicholas Ellis is a registered investment advisor, based in Las Vegas, NV, with 10 years of industry experience.
Location
Las Vegas, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas works as an IAR for Kestra Advisory Services and a financial advisor for EAG Private Wealth Management, dedicating full-time hours to each. He also owns Battle Born Wealth Management, focusing on tax planning and preparation, which takes minimal time.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.